§ 230.601
Definitions of terms used in §§ 230.601 to 230.610a.
As used in §§ 230.601 to 230.610a, the following terms shall have the meaning indicated:
Act.
The term
Act
refers to the Securities Act of 1933 unless specifically stated otherwise.
Affiliate.
An
affiliate
of an issuer is a person controlling, controlled by or under common control with such issuer. An individual who controls an issuer is also an affiliate of such issuer.
Notification.
The term
notification
means the notification required by § 230.604.
Offering circular.
The term
offering circular
means the offering circular required by § 230.605.
State.
A
State
is any State, Territory or insular possession of the United States, or the District of Columbia.
Underwriter.
The term
underwriter
shall have the meaning given in section 2(11) of the Act.