[Federal Register Volume 66, Number 50 (Wednesday, March 14, 2001)]
[Notices]
[Pages 14917-14918]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 01-6368]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Substance Abuse and Mental Health Services Administration


Fiscal Year (FY) 2001 Funding Opportunities

AGENCY: Substance Abuse and Mental Health Services Administration, HHS.

ACTION: Notice of funding availability.

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SUMMARY: The Substance Abuse and Mental Health Services Administration 
(SAMHSA) Center for Substance Abuse Prevention (CSAP) announces the 
availability of FY 2001 funds for cooperative agreements for the 
following activity. This notice is not a complete description of the 
activity; potential applicants must obtain a copy of the Guidance for 
Applicants (GFA), including Part I, Community Initiated Prevention 
Intervention, and Part II, General Policies and Procedures Applicable 
to all SAMHSA Applications for Discretionary Grants and Cooperative 
Agreements, before preparing and submitting an application.

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                                                                Est. funds  FY  Est. number  of  Project  period
              Activity                 Application  deadline         2001            awards           (years)
----------------------------------------------------------------------------------------------------------------
Community-Initiated Prevention         April 26, 2001........      $8,000,000            19-25                3
 Intervention.
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    The actual amount available for the award may vary, depending on 
unanticipated program requirements and the number and quality of 
applications received. FY 2001 funds for the activity discussed in this 
announcement were appropriated by the Congress under Public Law No. 
106-310. SAMHSA's policies and procedures for peer review and Advisory 
Council review of grant and cooperative agreement applications were 
published in the Federal Register (Vol. 58, No. 126) on July 2, 1993.
    General Instructions: Applicants must use application form PHS 
5161-1 (Rev. 7/00). The application kit contains the two-part 
application materials (complete programmatic guidance and instructions 
for preparing and submitting applications), the PHS 5161-1 which 
includes Standard Form 424 (Face Page), and other documentation and 
forms. Application kits may be obtained from: National Clearinghouse 
for Alcohol and Drug Information (NCADI), P.O. Box 2345, Rockville, MD 
20847-2345, Telephone: 1-800-729-6686.
    The PHS 5161-1 application form and the full text of the activity 
are also available electronically via SAMHSA's World Wide Web Home 
Page: http://www.samhsa.gov
    When requesting an application kit, the applicant must specify the 
particular

[[Page 14918]]

activity for which detailed information is desired. All information 
necessary to apply, including where to submit applications and 
application deadline instructions, are included in the application kit.
    Purpose: The Substance Abuse and Mental Health Services 
Administration (SAMHSA) Center for Substance Abuse Prevention (CSAP) 
announces the availability of Fiscal Year 2001 funds for cooperative 
agreements to implement Community-Initiated Prevention Interventions. 
The goal of this program is to determine how effective the selected 
prevention intervention model is in preventing, delaying and/or 
reducing substance use and substance abuse related problems.
    Eligibility: Units of State and local or Indian tribal governments, 
and domestic private non profit organizations may apply. This can 
include: Community-based organizations, managed care and other health 
care delivery systems, universities and colleges, faith-based 
organizations, tribal organizations, and other organizations.
    Availability of Funds: Approximately $8 million will be available 
of which $2 million is allocated for fetal alcohol syndrome/alcohol 
related birth disorders (FAS/ARBD) awards and $6 million for all other 
awards. Approximately 4-5 awards will be made for FAS/ARBD projects 
averaging $400,000 to $500,000 per year in total costs (direct and 
indirect). Approximately 15-20 awards will be made for all other 
intervention projects averaging $300,000 to $400,000 per year in total 
costs (direct and indirect). Actual funding levels will depend on the 
availability of funds. These funds may be used to pay for the local 
intervention services (if other funds are not available), evaluation 
design and implementation, data collection and analysis, and 
preparation of the project reports and intervention implementation 
manuals for others to use for replication.
    Period of Support: Awards may be requested for up to 3 years. 
Annual continuation awards depend on the availability of funds and 
progress achieved by grantees.
    Criteria for Review and Funding: General Review Criteria: Competing 
applications requesting funding under this activity will be reviewed 
for technical merit in accordance with established PHS/SAMHSA peer 
review procedures. Review criteria that will be used by the peer review 
groups are specified in the application guidance material.
    Award Criteria for Scored Applications: Applications will be 
considered for funding on the basis of their overall technical merit as 
determined through the peer review group and the appropriate National 
Advisory Council review process.
    Availability of funds will also be an award criteria. Additional 
award criteria specific to the programmatic activity may be included in 
the application guidance materials.
    Catalog of Federal Domestic Assistance Number: 93.230.
    Program Contact: For questions concerning program issues, contact: 
Soledad Sambrano, Ph.D., or Pamela Roddy, Ph.D., Division of Knowledge 
Development and Evaluation, Center for Substance Abuse Prevention, 
Substance Abuse and Mental Health Services Administration, Rockwall II, 
Suite 1075, 5600 Fishers Lane, Rockville, MD 20857, (301) 443-9110, E-
Mail [email protected] [email protected].
    For questions regarding grants management issues, contact: Edna 
Frazier, Division of Grants Management, OPS, Substance Abuse and Mental 
Health Services Administration, Rockwall II, 6th Floor, 5600 Fishers 
Lane, Rockville, Maryland 20857, (301) 443-6816, E-Mail: 
[email protected].
    Public Health System Reporting Requirements: The Public Health 
System Impact Statement (PHSIS) is intended to keep State and local 
health officials apprised of proposed health services grant and 
cooperative agreement applications submitted by community-based 
nongovernmental organizations within their jurisdictions.
    Community-based nongovernmental service providers who are not 
transmitting their applications through the State must submit a PHSIS 
to the head(s) of the appropriate State and local health agencies in 
the area(s) to be affected not later than the pertinent receipt date 
for applications. This PHSIS consists of the following information:
    a. A copy of the face page of the application (Standard form 424).
    b. A summary of the project (PHSIS), not to exceed one page, which 
provides:
    (1) A description of the population to be served.
    (2) A summary of the services to be provided.
    (3) A description of the coordination planned with the appropriate 
State or local health agencies.
    State and local governments and Indian Tribal Authority applicants 
are not subject to the Public Health System Reporting Requirements. 
Application guidance materials will specify if a particular FY 2001 
activity is subject to the Public Health System Reporting Requirements.
    PHS Non-use of Tobacco Policy Statement: The PHS strongly 
encourages all grant and contract recipients to provide a smoke-free 
workplace and promote the non-use of all tobacco products. In addition, 
Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in 
certain facilities (or in some cases, any portion of a facility) in 
which regular or routine education, library, day care, health care, or 
early childhood development services are provided to children. This is 
consistent with the PHS mission to protect and advance the physical and 
mental health of the American people.
    Executive Order 12372: Applications submitted in response to the FY 
2001 activity listed above are subject to the intergovernmental review 
requirements of Executive Order 12372, as implemented through DHHS 
regulations at 45 CFR Part 100. E.O. 12372 sets up a system for State 
and local government review of applications for Federal financial 
assistance. Applicants (other than Federally recognized Indian tribal 
governments) should contact the State's Single Point of Contact (SPOC) 
as early as possible to alert them to the prospective application(s) 
and to receive any necessary instructions on the State's review 
process. For proposed projects serving more than one State, the 
applicant is advised to contact the SPOC of each affected State. A 
current listing of SPOCs is included in the application guidance 
materials. The SPOC should send any State review process 
recommendations directly to: Division of Extramural Activities, Policy, 
and Review, Substance Abuse and Mental Health Services Administration, 
Parklawn Building, Room 17-89, 5600 Fishers Lane, Rockville, Maryland 
20857.
    The due date for State review process recommendations is no later 
than 60 days after the specified deadline date for the receipt of 
applications. SAMHSA does not guarantee to accommodate or explain SPOC 
comments that are received after the 60-day cut-off.

    Dated: March 9, 2001.
Richard Kopanda,
Executive Officer, SAMHSA.
[FR Doc. 01-6368 Filed 3-13-01; 8:45 am]
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